Advisor moves

Arrivals at Paoli Financial Advisors, Ltd.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Paul NawnEquitable Advisors, LLC national BDPaoli Financial Advisors, Ltd. state registeredAffiliated broker-dealer or bank to a state-registered adviserApr 1, 2014Jan 4, 2016 (643 d)
Richard Lewis SwitzerEnsemble Financial Services, Inc. unclassifiedPaoli Financial Advisors, Ltd. state registeredOtherDec 31, 2010Jan 4, 2016 (1830 d)
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2 moves match.