DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Duncan Williams Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jacob Graham Eason | Csenge Advisory Group, LLC independent RIA | Duncan Williams Asset Management, LLC mixed wealth | RIA to RIA | Oct 29, 2024 | Nov 26, 2024 |
| Savannah Claire Stovall | Csenge Advisory Group, LLC independent RIA | Duncan Williams Asset Management, LLC mixed wealth | RIA to RIA | Oct 29, 2024 | Dec 5, 2024 (37 d) |
| James Walker Hays | B. Riley Wealth Advisors, Inc. BD affiliated | Duncan Williams Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2024 | Jun 14, 2024 |
| Alexander Harrison Snyder | B. Riley Wealth Advisors, Inc. BD affiliated | Duncan Williams Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2024 | Jun 14, 2024 |
| Amy Koch | B. Riley Wealth Advisors, Inc. BD affiliated | Duncan Williams Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2024 | Jun 14, 2024 |
| William Allan Hensley | LPL Financial LLC BD affiliated | Duncan Williams Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2020 | Oct 16, 2020 |
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6 moves match.