DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Argosy Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hrachya Rich Davtyan | Northwestern Mutual Investment Services,LLC no RAUM | Argosy Wealth Management independent RIA | Other | May 8, 2019 | Jun 3, 2019 |
| Donna Hicko | Cetera Advisor Networks LLC BD affiliated | Argosy Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2018 | Aug 24, 2018 (52 d) |
| Iris Bullicer Ilao | Cetera Advisor Networks LLC BD affiliated | Argosy Wealth Management other | Other | Jul 2, 2018 | Jan 24, 2018 |
| Kyle Ray | Lighthouse Financial Services Inc other | Argosy Wealth Management independent RIA | Other | Feb 17, 2018 | Sep 12, 2018 (207 d) |
| Raymond Max Morrill | Cetera Advisor Networks LLC other | Argosy Wealth Management other | Other | Mar 24, 2017 | Jul 22, 2016 |
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5 moves match.