DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stone Pine Financial Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Abigail Elizabeth Schmid | Waypoint Financial, LLC state registered | Stone Pine Financial Partners independent RIA | Other | Jan 3, 2025 | Jan 23, 2025 |
| Andrew Harrod Herron | Esi Financial Advisors other | Stone Pine Financial Partners independent RIA | Other | May 8, 2015 | May 1, 2015 |
| Kevin J. Manning | Esi Financial Advisors other | Stone Pine Financial Partners independent RIA | Other | May 7, 2015 | May 1, 2015 |
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3 moves match.