DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ells Financial Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sherry Lynne Radmore | Oppenheimer Asset Management other | Ells Financial Services LLC state registered | Other | Nov 12, 2007 | May 29, 2026 (6773 d) |
| Edward Joseph Lieber | Oppenheimer Asset Management other | Ells Financial Services LLC state registered | Other | Nov 12, 2007 | Nov 24, 2015 (2934 d) |
| Ronald David Stumpf | Oppenheimer Asset Management other | Ells Financial Services LLC state registered | Other | Nov 12, 2007 | Nov 24, 2015 (2934 d) |
| Gregory Neal Lewis | Oppenheimer Asset Management other | Ells Financial Services LLC state registered | Other | Nov 7, 2007 | Nov 24, 2015 (2939 d) |
| Maria Troya Arriola | Oppenheimer Asset Management other | Ells Financial Services LLC state registered | Other | Nov 6, 2007 | Nov 24, 2015 (2940 d) |
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5 moves match.