DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Univest Investments, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kathleen Quinlan Fay | Girard Advisory Services, LLC independent RIA | Univest Investments, Inc. other | Other | Jun 1, 2020 | Jul 24, 2014 |
| Thomas J Crossett | Girard Advisory Services, LLC independent RIA | Univest Investments, Inc. other | Other | Jan 7, 2019 | Jul 24, 2014 |
| Ernest Lundell Sims | Sims Financial Services, LLC unclassified | Univest Investments, Inc. other | Other | Dec 31, 2014 | Nov 16, 2012 |
| David Arden Emery | Prometheus Capital Management Corp. independent RIA | Univest Investments, Inc. other | Other | Apr 25, 2005 | May 6, 2005 |
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4 moves match.