DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rg Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kelly G Richards | First Allied Advisory Services, Inc. BD affiliated | Rg Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 12, 2020 | Jul 9, 2015 |
| Richard Roger Oelze | First Allied Advisory Services, Inc. BD affiliated | Rg Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2019 | Jun 13, 2015 |
| Craig David Rumler | Invest Financial Corporation other | Rg Capital independent RIA | Other | Apr 8, 2015 | Jul 29, 2015 (112 d) |
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3 moves match.