DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Riverpath Investments LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Larry D StiverSterling Retirement Group Of Sacramento independent RIARiverpath Investments LLC independent RIARIA to RIAMar 24, 2025Feb 25, 2016
Brayden Todd ClelandAllworth Financial, L.P. BD affiliatedRiverpath Investments LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 18, 2024Feb 13, 2024
Daniel Jay WeilerStorehouse Financial unclassifiedRiverpath Investments LLC independent RIAOtherDec 10, 2020Sep 3, 2015
Tim Aaron BrockwayStorehouse Financial unclassifiedRiverpath Investments LLC independent RIAOtherDec 10, 2020Feb 25, 2016
John Bernard KellyMML Investors Services, LLC otherRiverpath Investments LLC independent RIAOtherSep 26, 2016Nov 21, 2016 (56 d)
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5 moves match.