DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gates Pass Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Louise Alexander | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Gates Pass Advisors, LLC independent RIA | Wirehouse to independent RIA | Jun 30, 2026 | Jul 31, 2026 (31 d) |
| Jacqueline Dana Adler | Spinnaker Investment Group, LLC independent RIA | Gates Pass Advisors, LLC independent RIA | RIA to RIA | Jul 17, 2024 | Jul 30, 2024 |
| Erik Allen Schei | Aria Wealth Management mixed wealth | Gates Pass Advisors, LLC independent RIA | RIA to RIA | Jun 14, 2019 | Jul 3, 2019 |
| Kanaka Esther Szabo-Cummings | Wealthvalues, LLC other | Gates Pass Advisors, LLC independent RIA | Other | Oct 28, 2015 | Aug 31, 2015 |
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4 moves match.