DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at North Ridge Securities Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Howard Genden | American Portfolios Advisors, Inc independent RIA | North Ridge Securities Corp. other | Other | Jun 18, 2018 | Jun 26, 2018 |
| Jeffrey Charles Lewis | Edelman Financial Services, LLC other | North Ridge Securities Corp. other | Other | Jan 23, 2014 | Oct 19, 2016 (1000 d) |
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2 moves match.