DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Great Oak Capital Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph F Arsenault | Heritage Financial Services independent RIA | Great Oak Capital Partners, LLC independent RIA | RIA to RIA | Oct 29, 2025 | Apr 2, 2026 (155 d) |
| John Philip Cooney | Green And Gold Financial Planning, LLC unclassified | Great Oak Capital Partners, LLC independent RIA | Other | Dec 12, 2023 | Nov 3, 2023 |
| Mark David Mcauley | Mdm Financial Strategies unclassified | Great Oak Capital Partners, LLC independent RIA | Other | Dec 11, 2019 | Feb 11, 2019 |
| William R Sylvia | LPL Financial LLC other | Great Oak Capital Partners, LLC independent RIA | Other | Nov 24, 2015 | Nov 16, 2015 |
| John Russell Noonan | Osaic Fa, Inc. other | Great Oak Capital Partners, LLC independent RIA | Other | Oct 1, 2015 | Sep 29, 2015 |
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5 moves match.