DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Grove
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Casey Roberts Hull | Fidelity Personal And Workplace Advisors BD affiliated | Grove independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2019 | Mar 6, 2019 |
| Sabrina Lee | Wealthspire Advisors other | Grove independent RIA | Other | Jun 8, 2017 | Jun 29, 2017 |
| Leslie Lois Mallman | Skyline Financial Advisors, LLC unclassified | Grove independent RIA | Other | Apr 4, 2017 | Dec 22, 2016 |
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3 moves match.