DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Waterstreet Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Guy Fox | Next Financial Group, Inc. BD affiliated | Waterstreet Asset Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 16, 2025 | Dec 31, 2020 |
| Thomas Guy Fox | Hayden Royal other | Waterstreet Asset Management LLC state registered | Other | Oct 20, 2017 | Sep 8, 2017 |
| Jonathan Held | Bluespring Wealth Management, LLC other | Waterstreet Asset Management LLC state registered | Other | Dec 31, 2016 | Sep 29, 2017 (272 d) |
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3 moves match.