DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Integrity Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Williams Cheatham | MML Investors Services, LLC BD affiliated | Integrity Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2020 | Feb 25, 2020 |
| Margaret Marapao | Derby And Derby, Inc. unclassified | Integrity Wealth Advisors, Inc. independent RIA | Other | Aug 22, 2019 | May 1, 2019 |
| Laine Elizabeth Miller | Ameriprise Financial Services, LLC national BD | Integrity Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2018 | Jul 31, 2018 |
| Curtis William Howard | Transamerica Financial Advisors, LLC other | Integrity Wealth Advisors, Inc. independent RIA | Other | May 12, 2016 | May 16, 2016 |
| Stephen Hans Wagner | Transamerica Financial Advisors, LLC other | Integrity Wealth Advisors, Inc. independent RIA | Other | Feb 11, 2016 | Apr 29, 2016 (78 d) |
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5 moves match.