DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cross Roads Divorce Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Louis Anthony Falvo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cross Roads Divorce Advisors state registered | Wirehouse to a state-registered adviser | Dec 19, 2014 | Mar 20, 2021 (2283 d) |
Page 1 of 1
1 moves match.