DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Petso Financial Consultants LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Melissa Mcmanigal HasslerArbor Point Advisors BD affiliatedPetso Financial Consultants LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 24, 2021Jun 8, 2023 (653 d)
Michael Nolan JillsonCetera Advisor Networks LLC BD affiliatedPetso Financial Consultants LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 3, 2021Jun 15, 2021 (43 d)
Erika MutchNca Financial Planners otherPetso Financial Consultants LLC otherOtherApr 6, 2017May 4, 2017
David Stanley PetsoCambridge Investment Research Advisors, Inc. otherPetso Financial Consultants LLC no RAUMOtherDec 31, 2015Nov 16, 2015
Thomas Gilbert BrownCambridge Investment Research Advisors, Inc. otherPetso Financial Consultants LLC no RAUMOtherDec 31, 2015Nov 25, 2015
Jennifer Lynn StoneCambridge Investment Research Advisors, Inc. otherPetso Financial Consultants LLC no RAUMOtherDec 31, 2015Nov 25, 2015
Richard Joseph PetsoCambridge Investment Research Advisors, Inc. otherPetso Financial Consultants LLC no RAUMOtherDec 31, 2015Nov 25, 2015
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7 moves match.