DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ratio Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott James Hofman | U.S. Bancorp Advisors, LLC BD affiliated | Ratio Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 9, 2019 | Jan 5, 2026 (2433 d) |
| Jose Alvaro Tejada | U.S. Bancorp Advisors, LLC BD affiliated | Ratio Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 5, 2019 | Mar 14, 2019 (37 d) |
| Thomas O | LPL Financial LLC other | Ratio Capital state registered | Other | Oct 7, 2014 | Jan 25, 2019 (1571 d) |
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3 moves match.