DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lifestyle Freedom Advisory Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas R Thalman | Cambridge Investment Research Advisors, Inc. BD affiliated | Lifestyle Freedom Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2021 | Sep 10, 2021 |
| David Richard Fink | Tsa Management Inc independent RIA | Lifestyle Freedom Advisory Group, LLC independent RIA | RIA to RIA | Jul 9, 2018 | Jul 13, 2018 |
| John Russell Daley | Nrp Financial, Inc. unclassified | Lifestyle Freedom Advisory Group, LLC independent RIA | Other | Sep 21, 2005 | Oct 15, 2018 (4772 d) |
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3 moves match.