DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lone Peak Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David William James | Legacy Planning Group other | Lone Peak Capital Management, LLC state registered | Other | Dec 31, 2018 | Jan 30, 2017 |
| John Darren Coles | Legacy Planning Group other | Lone Peak Capital Management, LLC state registered | Other | Dec 31, 2018 | Jan 30, 2017 |
| Travis John Hudak | Legacy Planning Group other | Lone Peak Capital Management, LLC state registered | Other | Dec 19, 2018 | Jan 30, 2017 |
| Michael Phillip Owen | Legacy Planning Group other | Lone Peak Capital Management, LLC state registered | Other | Oct 26, 2018 | Jan 30, 2017 |
Page 1 of 1
4 moves match.