DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Shum Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric John Olney | Girard Securities, Inc. other | Shum Financial Group, Inc. other | Other | May 26, 2017 | Jan 17, 2018 (236 d) |
| Cliff Wingyin Shum | Girard Securities, Inc. other | Shum Financial Group, Inc. independent RIA | Other | Apr 11, 2017 | Sep 25, 2019 (897 d) |
| Elyse Nicole Sanchez | Girard Securities, Inc. other | Shum Financial Group, Inc. independent RIA | Other | Apr 11, 2017 | Oct 23, 2025 (3117 d) |
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3 moves match.