DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Avina Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| George Ivan Zuluaga | Wisewealth Financial Advisors unclassified | Avina Financial Group, Inc. state registered | Other | Feb 20, 2021 | Jan 3, 2025 (1413 d) |
| Emanuel Omar Avina | Ameriprise Financial Services, LLC national BD | Avina Financial Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 27, 2016 | Dec 6, 2016 |
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2 moves match.