DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Willow Creek Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Bailey Mayer | Bluespring Wealth Management, LLC independent RIA | Willow Creek Financial independent RIA | RIA to RIA | May 9, 2022 | Jun 1, 2022 |
| Brett Alexander Nussen | Northwestern Mutual Investment Services,LLC no RAUM | Willow Creek Financial independent RIA | Other | Sep 24, 2020 | Apr 15, 2025 (1664 d) |
| Michelle Lynn Simmons | Ameriprise Financial Services, LLC national BD | Willow Creek Financial no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 21, 2016 | Dec 21, 2016 |
| Dean Bradley Kernus | Ameriprise Financial Services, LLC national BD | Willow Creek Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2016 | Jul 28, 2022 (2045 d) |
| Corrine Nicole Fields | Ameriprise Financial Services, LLC national BD | Willow Creek Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2016 | Apr 15, 2025 (3037 d) |
| Orin Matthew Green | Ameriprise Financial Services, LLC national BD | Willow Creek Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 20, 2016 | Jul 28, 2022 (2046 d) |
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6 moves match.