DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ganim Private Wealth

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sean Michael RussellUBS Financial Services Inc. wirehouseGanim Private Wealth independent RIAWirehouse to independent RIAMar 24, 2020Apr 6, 2021 (378 d)
Robert Alan LockeryKestra Advisory Services, LLC otherGanim Private Wealth independent RIAOtherJul 26, 2017Jul 26, 2017
Lawrence John GanimKestra Advisory Services, LLC otherGanim Private Wealth independent RIAOtherJul 13, 2017Feb 3, 2017
James Ryan ReynoldsKestra Advisory Services, LLC otherGanim Private Wealth independent RIAOtherMar 29, 2017Mar 29, 2017
Christopher Lawrence GanimKestra Advisory Services, LLC otherGanim Private Wealth independent RIAOtherMar 24, 2017Jun 7, 2017 (75 d)
David Joseph MamminaCharles Schwab & Co., Inc. national BDGanim Private Wealth independent RIAAffiliated broker-dealer or bank to independent RIAFeb 10, 2014Apr 8, 2021 (2614 d)
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6 moves match.