DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alvarium Investment Managers (US), LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Martin Landesman | UBS Financial Services Inc. wirehouse | Alvarium Investment Managers (US), LLC independent RIA | Wirehouse to independent RIA | Mar 17, 2017 | Sep 7, 2018 (539 d) |
| Jose Felix Remy | Guggenheim Investment Advisors, LLC other | Alvarium Investment Managers (US), LLC independent RIA | Other | Jun 9, 2010 | Nov 28, 2018 (3094 d) |
| Ricardo Cayetano De La Serna | Guggenheim Investment Advisors, LLC other | Alvarium Investment Managers (US), LLC independent RIA | Other | Jun 9, 2010 | Mar 4, 2020 (3556 d) |
Page 1 of 1
3 moves match.