DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Texas Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Catherine Josefina Hesse | Fsc Securities Corporation BD affiliated | Texas Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 3, 2023 | Feb 8, 2017 |
| Julian Drake Elizondo | Fsc Securities Corporation BD affiliated | Texas Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 21, 2021 | Mar 17, 2021 |
| Salvador Elizondo | Texas Wealth Management, Inc. unclassified | Texas Wealth Management, LLC state registered | Other | Dec 12, 2017 | Feb 9, 2017 |
| Michael William Hesse | Texas Wealth Management, Inc. unclassified | Texas Wealth Management, LLC state registered | Other | Dec 12, 2017 | Feb 9, 2017 |
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4 moves match.