DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Portia Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Ryan Moore | Prota Financial independent RIA | Portia Capital Management state registered | RIA to a state-registered adviser | Aug 11, 2022 | Oct 21, 2022 (71 d) |
| Richard Anthony Robinson | Cetera Investment Advisers LLC BD affiliated | Portia Capital Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 3, 2019 | Sep 25, 2020 (297 d) |
| Michelle Pamela Connell | Mission Hill Advisors, LLC no RAUM | Portia Capital Management state registered | Other | Sep 26, 2016 | Apr 18, 2017 (204 d) |
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3 moves match.