DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Grey Street Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Melissa Ahearn | Northwestern Mutual Investment Services,LLC no RAUM | Grey Street Capital, LLC independent RIA | Other | Apr 4, 2022 | Dec 19, 2022 (259 d) |
| Monica Barrera | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Grey Street Capital, LLC independent RIA | Wirehouse to independent RIA | Jun 20, 2019 | Apr 28, 2020 (313 d) |
| Roger J Klauer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Grey Street Capital, LLC independent RIA | Wirehouse to independent RIA | Jul 9, 2018 | Sep 5, 2021 (1154 d) |
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3 moves match.