DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Plus Of The Dakotas, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Trevor Charles Begeman | Optimized Investments LLC unclassified | Wealth Plus Of The Dakotas, Inc. state registered | Other | Oct 31, 2025 | Jan 27, 2026 (88 d) |
| Raoul Kelly Brandt | Capital Financial Services, Inc. independent RIA | Wealth Plus Of The Dakotas, Inc. state registered | RIA to a state-registered adviser | Jul 31, 2019 | Jun 7, 2019 |
| Lloyd Douglas Hodgin | Capital Financial Services, Inc. independent RIA | Wealth Plus Of The Dakotas, Inc. state registered | RIA to a state-registered adviser | Jul 24, 2019 | Mar 20, 2017 |
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3 moves match.