DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brenton Point Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Ann Cassidy | Fidelity Personal And Workplace Advisors BD affiliated | Brenton Point Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2018 | Nov 7, 2018 (83 d) |
| Laurence Charles Rollins | Fidelity Personal And Workplace Advisors BD affiliated | Brenton Point Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2018 | Nov 1, 2018 (77 d) |
| Matthew H Wu | Coastal Bridge Advisors independent RIA | Brenton Point Wealth Advisors LLC independent RIA | RIA to RIA | Jun 25, 2018 | Nov 1, 2018 (129 d) |
| Patrick Francis Xavier Gingras | Essex Financial Services, Inc. other | Brenton Point Wealth Advisors LLC no RAUM | Other | May 15, 2017 | Apr 21, 2017 |
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4 moves match.