DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mariner Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brendan Whitmore Yester | LPL Financial LLC BD affiliated | Mariner Financial Group, LLC no RAUM | Other | Oct 6, 2020 | Mar 6, 2017 |
| Andrea Elizabeth Camoin | LPL Financial LLC other | Mariner Financial Group, LLC no RAUM | Other | Jul 17, 2017 | Mar 6, 2017 |
| Norman John Yester | LPL Financial LLC other | Mariner Financial Group, LLC no RAUM | Other | Jul 17, 2017 | Mar 6, 2017 |
| Ty Stetson Martinelli | The Westerman Group, LLC unclassified | Mariner Financial Group, LLC no RAUM | Other | Jun 30, 2011 | Mar 6, 2017 (2076 d) |
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4 moves match.