DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Juncture Wealth Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Brent Frost | Heritage Wealth Management, LLC independent RIA | Juncture Wealth Strategies, LLC other | Other | Mar 5, 2024 | Jul 24, 2017 |
| Tyler Robert Karl | Heritage Wealth Management, LLC independent RIA | Juncture Wealth Strategies, LLC other | Other | Dec 14, 2018 | Jan 17, 2018 |
| Connor Pierce Smith | Ameriprise Financial Services, LLC national BD | Juncture Wealth Strategies, LLC other | Other | Jun 12, 2017 | Jun 28, 2017 |
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3 moves match.