DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Avantra Family Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kim Lee Kenawell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avantra Family Wealth, Inc. independent RIA | Wirehouse to independent RIA | Aug 2, 2017 | Jul 28, 2017 |
| Steven Bentley Thompson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avantra Family Wealth, Inc. independent RIA | Wirehouse to independent RIA | Jul 31, 2017 | Jul 28, 2017 |
| Sean T Hoffecker | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avantra Family Wealth, Inc. independent RIA | Wirehouse to independent RIA | Jul 31, 2017 | Jul 28, 2017 |
| Wade Aaron Hoffman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avantra Family Wealth, Inc. independent RIA | Wirehouse to independent RIA | Jan 4, 2016 | Jul 28, 2017 (571 d) |
| Frank Robert Collins | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Avantra Family Wealth, Inc. independent RIA | Wirehouse to independent RIA | Jan 4, 2016 | Jun 9, 2017 (522 d) |
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5 moves match.