DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Respire Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Anne Johnson | Cambridge Investment Research Advisors, Inc. other | Respire Wealth Management, LLC state registered | Other | Dec 21, 2017 | Jan 4, 2018 |
| Erika L Jensen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Respire Wealth Management, LLC state registered | Wirehouse to a state-registered adviser | May 22, 2017 | Jul 28, 2017 (67 d) |
| Spencer Nelson Smith | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Respire Wealth Management, LLC state registered | Wirehouse to a state-registered adviser | Sep 25, 2013 | Jan 22, 2018 (1580 d) |
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3 moves match.