Advisor moves

Arrivals at Code Waechter LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Thomas WaechterMML Investors Services, LLC otherCode Waechter LLC independent RIAOtherJan 5, 2018Apr 18, 2018 (103 d)
Brian Edward CodeMML Investors Services, LLC otherCode Waechter LLC independent RIAOtherJan 5, 2018Apr 18, 2018 (103 d)
Jordan Patrick CodeMML Investors Services, LLC otherCode Waechter LLC independent RIAOtherDec 19, 2017Apr 18, 2018 (120 d)
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3 moves match.