DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Risemint
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christian Joseph West | Charles Schwab & Co., Inc. national BD | Risemint independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2024 | Jan 31, 2024 |
| Richard Stanley Dombrowski | Td Ameritrade, Inc. no RAUM | Risemint independent RIA | Other | Apr 28, 2020 | Sep 14, 2020 (139 d) |
| Joshua Austin Rigden | Alphamint unclassified | Risemint independent RIA | Other | Aug 26, 2019 | Jun 21, 2019 |
| Bryce Carroll Johnson | Private Client Wealth Advisors, LLC state registered | Risemint independent RIA | Other | Jul 25, 2017 | Sep 22, 2017 (59 d) |
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4 moves match.