| Grant Deandreis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valley Wealth Strategies, LLC independent RIA | Wirehouse to independent RIA | Sep 20, 2025 | Oct 13, 2025 |
| David Allen Brounley | Merit Financial Advisors independent RIA | Valley Wealth Strategies, LLC independent RIA | RIA to RIA | Aug 16, 2024 | Jul 29, 2024 |
| James Michael Adgar | LPL Financial LLC independent RIA | Valley Wealth Strategies, LLC independent RIA | RIA to RIA | Apr 4, 2018 | Dec 13, 2017 |
| Narine K Mardanyan | LPL Financial LLC independent RIA | Valley Wealth Strategies, LLC independent RIA | RIA to RIA | Apr 4, 2018 | Jan 12, 2018 |
| Eugene George Bowan | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Oct 20, 2017 |
| Kelly Ann Kruzick | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Oct 20, 2017 |
| Oscar Sasson | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Jan 4, 2018 |
| David J Phillips | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Dec 12, 2017 |
| Jayne Marie P. Sullivan | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Oct 20, 2017 |
| Daniel Jason Buster | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Oct 20, 2017 |
| Pamela Joanne Zedick | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Oct 20, 2017 |
| Daniel Alan Raymond | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Oct 20, 2017 |
| Broc Wavra | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Dec 12, 2017 |
| Nicole Kiomi Kikugawa | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Oct 20, 2017 |
| David Adam Sasson | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Oct 20, 2017 |
| Joshua Christian Schefers | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Oct 20, 2017 |
| Christa S Varda | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Oct 20, 2017 |
| Cherie Chih Chun Wang | Valley Wealth Strategies unclassified | Valley Wealth Strategies, LLC independent RIA | Other | Dec 31, 2017 | Oct 20, 2017 |
| Eric Ernst Hughes | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Valley Wealth Strategies, LLC independent RIA | Other | Nov 29, 2017 | Dec 12, 2017 |
| Philip Brian Bullard | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Valley Wealth Strategies, LLC independent RIA | Other | Nov 29, 2017 | Jan 18, 2018 (50 d) |