DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Brazos Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lauren Elizabeth Elizabeth Lavelle | UBS Financial Services Inc. wirehouse | Brazos Capital independent RIA | Wirehouse to independent RIA | Mar 27, 2018 | Oct 10, 2018 (197 d) |
| Richard Anthony Funk | Raymond James & Associates, Inc. national BD | Brazos Capital no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 29, 2017 | Sep 15, 2017 |
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2 moves match.