DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 994 Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristen Sanders Leclair | 994 Group unclassified | 994 Group independent RIA | Other | Dec 4, 2018 | Nov 26, 2018 |
| Theodore P.S. Leclair | 994 Group unclassified | 994 Group independent RIA | Other | Dec 4, 2018 | Nov 26, 2018 |
| Peter Daniel Markovich | Kestra Advisory Services, LLC other | 994 Group independent RIA | Other | Aug 17, 2017 | Sep 29, 2017 (43 d) |
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3 moves match.