DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Uncommon Cents Investing
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristy L Jorgensen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Uncommon Cents Investing independent RIA | Wirehouse to independent RIA | Sep 14, 2026 | Sep 11, 2026 |
| John D Berkley | Sii Investments, Inc. other | Uncommon Cents Investing no RAUM | Other | Oct 31, 2017 | Oct 31, 2017 |
| Sheena Marie Hanson | Investment Centers Of America, Inc. other | Uncommon Cents Investing no RAUM | Other | Sep 12, 2011 | Oct 31, 2017 (2241 d) |
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3 moves match.