DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at T & M Financial Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Lee Miller | T & M Financial Inc. unclassified | T & M Financial Inc. state registered | Other | Nov 30, 2016 | May 10, 2018 (526 d) |
| Kristopher Wayne Miller | T & M Financial Inc. unclassified | T & M Financial Inc. state registered | Other | Nov 30, 2016 | May 23, 2018 (539 d) |
| Faron Eugene Barr | T & M Financial Inc. unclassified | T & M Financial Inc. state registered | Other | Oct 31, 2016 | May 10, 2018 (556 d) |
Page 1 of 1
3 moves match.