DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cornerstone Wealth Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tyler Roy Scott | Fidelity Personal And Workplace Advisors BD affiliated | Cornerstone Wealth Strategies, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2022 | Feb 16, 2022 |
| Emily Rebekah Maldonado | Thrivent Advisor Network, LLC BD affiliated | Cornerstone Wealth Strategies, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2022 | Mar 14, 2022 (63 d) |
| Cameron Mark Burch | Waddell & Reed BD affiliated | Cornerstone Wealth Strategies, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2020 | Oct 29, 2020 |
| Joel David Ockey | Waddell & Reed BD affiliated | Cornerstone Wealth Strategies, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2020 | Jul 1, 2020 (55 d) |
| Matthew Henry Riesenweber | Financial Advocates Investment Management independent RIA | Cornerstone Wealth Strategies, Inc. independent RIA | RIA to RIA | Dec 18, 2018 | Oct 30, 2018 |
| Matthew David Wiser | Financial Advocates Investment Management independent RIA | Cornerstone Wealth Strategies, Inc. independent RIA | RIA to RIA | Dec 18, 2018 | Oct 30, 2018 |
| Kathryn Alyssa Mulhausen | Financial Advocates Investment Management independent RIA | Cornerstone Wealth Strategies, Inc. independent RIA | RIA to RIA | Dec 18, 2018 | Oct 30, 2018 |
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7 moves match.