DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Merkle Retirement Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeremy Alan Lyons | J. Lyons Capital unclassified | Merkle Retirement Planning independent RIA | Other | Mar 31, 2022 | Aug 15, 2023 (502 d) |
| Chawn Francis Honkomp | Rda Financial Network independent RIA | Merkle Retirement Planning independent RIA | RIA to RIA | Jul 10, 2019 | Jul 11, 2019 |
| Erin Nichole Cady | Cambridge Investment Research Advisors, Inc. BD affiliated | Merkle Retirement Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2018 | Aug 1, 2019 (220 d) |
| Loren James Merkle | Global Financial Private Capital, Inc. BD affiliated | Merkle Retirement Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2018 | Aug 20, 2018 |
| James Merle Weiss | Global Financial Private Capital, Inc. BD affiliated | Merkle Retirement Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2018 | Aug 20, 2018 |
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5 moves match.