DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Signature Wealth Management Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Ann Emr | LPL Financial LLC independent RIA | Signature Wealth Management Partners, LLC independent RIA | RIA to RIA | Sep 21, 2018 | Jan 5, 2026 (2663 d) |
| Gregory Michael Emr | LPL Financial LLC independent RIA | Signature Wealth Management Partners, LLC independent RIA | RIA to RIA | Sep 21, 2018 | Jan 5, 2026 (2663 d) |
| Michael Emr | LPL Financial LLC independent RIA | Signature Wealth Management Partners, LLC no RAUM | RIA to a newly registered adviser | Sep 21, 2018 | Oct 4, 2018 |
| Kenneth Scott Botwinick | LPL Financial LLC independent RIA | Signature Wealth Management Partners, LLC no RAUM | RIA to a newly registered adviser | Sep 21, 2018 | Oct 4, 2018 |
| Thomas Christopher Bell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Signature Wealth Management Partners, LLC independent RIA | Wirehouse to independent RIA | Sep 2, 2016 | Oct 28, 2025 (3343 d) |
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5 moves match.