DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Asio Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Carroll Cheshire | Dividend Assets Capital, LLC independent RIA | Asio Capital LLC no RAUM | RIA to a newly registered adviser | Sep 6, 2018 | Aug 28, 2018 |
| Erin Hershey Serrate | Bb&T Investment Services, Inc. no RAUM | Asio Capital LLC no RAUM | Other | Apr 27, 2012 | Aug 28, 2018 (2314 d) |
| Ryan Tracy Osborne | LPL Financial LLC other | Asio Capital LLC no RAUM | Other | Sep 22, 2010 | Oct 1, 2018 (2931 d) |
| Ryan Michael Gray | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Asio Capital LLC no RAUM | Other | Apr 30, 2010 | Aug 28, 2018 (3042 d) |
Page 1 of 1
4 moves match.