DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Castle Coast Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Lee Litton | Litton Financial unclassified | Castle Coast Wealth, LLC independent RIA | Other | Jan 29, 2021 | Sep 8, 2025 (1683 d) |
| Charles Otto Gillespie | Litton Financial unclassified | Castle Coast Wealth, LLC independent RIA | Other | Jan 29, 2021 | Dec 5, 2019 |
| Adam Tyler Brown | Litton Financial unclassified | Castle Coast Wealth, LLC independent RIA | Other | Jan 29, 2021 | Apr 30, 2019 |
| Tyler J Stearns | LPL Financial LLC BD affiliated | Castle Coast Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2019 | Dec 5, 2019 (62 d) |
| Christina Michelle Hammann | LPL Financial LLC BD affiliated | Castle Coast Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2019 | Sep 10, 2019 |
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5 moves match.