DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Settanni Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Capuano | Pruco Securities, LLC BD affiliated | Settanni Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 9, 2023 | May 4, 2023 |
| David Vincent Settanni | Cetera Investment Advisers LLC BD affiliated | Settanni Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2018 | Oct 28, 2020 (686 d) |
| Vito Collacuro | Cetera Investment Advisers LLC BD affiliated | Settanni Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2018 | Sep 25, 2020 (675 d) |
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3 moves match.