DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bellwether Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lance Tyler Norquest | Securities America Advisors, Inc. BD affiliated | Bellwether Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2022 | Apr 4, 2023 (348 d) |
| Alan Norman Beaulieu | Kestra Advisory Services, LLC BD affiliated | Bellwether Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 18, 2019 | Mar 15, 2019 |
| Brian Lucien Beaulieu | Kestra Advisory Services, LLC BD affiliated | Bellwether Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 18, 2019 | Mar 15, 2019 |
| Larry Dean Freie | Kestra Advisory Services, LLC BD affiliated | Bellwether Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 15, 2019 | Mar 22, 2019 |
| Clark Spengler Bellin | Kestra Advisory Services, LLC BD affiliated | Bellwether Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 15, 2019 | Mar 15, 2019 |
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5 moves match.