DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sage Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michaela Lynne Griggs | Kms Financial Services, Inc BD affiliated | Sage Advisors, LLC no RAUM | Other | Oct 30, 2020 | May 28, 2019 |
| Russell Darin Cole | Kms Financial Services, Inc BD affiliated | Sage Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2019 | May 28, 2019 |
| Jordan Donald Cole | Kms Financial Services, Inc BD affiliated | Sage Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 16, 2019 | May 28, 2019 |
Page 1 of 1
3 moves match.