DFX Intelligence
Advisor moves
Arrivals at Spectrum Financial Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Wayne Bradley | Ameriprise Financial Services, LLC national BD | Spectrum Financial Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 4, 2018 | Sep 24, 2019 (355 d) |
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1 moves match.