DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Markle Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Wesley Teague | Cambridge Investment Research Advisors, Inc. BD affiliated | Markle Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2024 | May 6, 2024 |
| Wendy Hostetter Rowley | Cambridge Investment Research Advisors, Inc. BD affiliated | Markle Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 11, 2019 | Jul 1, 2019 |
| Richard Matthew Rowley | Cambridge Investment Research Advisors, Inc. BD affiliated | Markle Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 11, 2019 | Jul 1, 2019 |
| Shannon Michael Markle | Cambridge Investment Research Advisors, Inc. BD affiliated | Markle Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 5, 2019 | Jun 28, 2019 |
| Leslie Marie Johnson | Cambridge Investment Research Advisors, Inc. BD affiliated | Markle Financial LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 13, 2019 | Jun 17, 2019 |
Page 1 of 1
5 moves match.